Ross David Carmel, Esq., Partner at Carmel, Milazzo & Feil LLP discusses the impact of the DOL fiduciary rule on small broker dealers and how to address the new standards in InvestmentNews

http://www.investmentnews.com/article/20160504/BLOG09/160509969/the-dol-fiduciary-rules-effect-on-small-broker-dealers

CMF Wins Full Dismissal of FINRA Customer Case Against Broker and Broker-Dealer and Broker Wins Expungement from CRD

July 8, 2020 / Ross Carmel

CMF Wins FINRA Expungement of Customer Complaint for Registered Representative

June 24, 2020 / Ross Carmel

PARTNER ROSS DAVID CARMEL AGAIN NAMED “SUPER LAWYER RISING STAR” BY THOMSON REUTERS

April 15, 2020 / Ross Carmel

Carmel, Milazzo & Feil Obtain Successful Appeal and Vacatur of FINRA Disciplinary Finding

April 13, 2020 / Ross Carmel