Skip to content

SECURITIES LITIGATION

Delivering The Results You Deserve

CMF has a combined 75+ years of experience in representing clients in corporate transactions, and business and commercial disputes. Our team has significant experience in all phases of litigation in federal and state courts, as well as arbitration forums, from the initiation of the action through trial.  With offices in Manhattan, Long Island and Beverly Hills, the firm reflects the sophistication of the business and financial capital of the world, New York City. Our committed and skilled attorneys represent a broad client base including individuals, start-ups, small and mid-sized private companies, public companies, brokers, broker-dealers, private equity firms and hedge funds.

SECURITIES LITIGATION

We represent individuals, public and private companies, officers, directors and underwriters in connection with claims concerning alleged violations of federal and state securities laws and regulations, as well as common law claims.  The types of claims we handle range from suitability, unauthorized trading, and churning to complex securities fraud claims.

Our significant prior experience representing parties in disputes in the financial industry, as well as representing clients in transactional and SEC compliance matters, gives us unique understanding of the issues facing our clients in this arena, and allows us to  develop strategies aimed at meeting our clients’ objectives.

 We also represent individuals and entities in disciplinary action, as well as counsel clients in connection with SEC and FINRA investigations and enforcement actions.