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COMPLIANCE WITH SECURITIES EXCHANGE ACT OF 1934

Delivering The Results You Deserve

CMF has a combined 75+ years of experience in representing clients in corporate transactions, and business and commercial disputes. Our team has significant experience in all phases of litigation in federal and state courts, as well as arbitration forums, from the initiation of the action through trial.  With offices in Manhattan, Long Island and Beverly Hills, the firm reflects the sophistication of the business and financial capital of the world, New York City. Our committed and skilled attorneys represent a broad client base including individuals, start-ups, small and mid-sized private companies, public companies, brokers, broker-dealers, private equity firms and hedge funds.

We Are Here To Help

We are highly specialized in Exchange Act reporting and compliance, which is critical to a reporting company’s ability to raise capital, obtaining shareholder approval or restructure outstanding derivative securities when needed. We use our focused expertise in Exchange Act reporting and compliance to help our reporting company clients avoid or quickly resolve SEC comments to Exchange Act reports, proxy statements and tender offer statements.

Our expertise in Exchange Act compliance includes:

  • Exchange Act registration statements (Forms 10 and 8-A)
  • Annual and quarterly reports (Forms 10-K and 10-Q)
  • Current reports (Form 8-K)
  • Proxy statements/proxy contests (Schedule 14A)
  • Information statements (Schedule 14C)
  • Tender offer statements (Schedule TO)
  • Insider filings (Forms 3, 4 and 5, Schedules 13G and 13D)

Meet The Partners