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SEC & FINRA INVESTIGATIONS

Delivering The Results You Deserve

CMF has a combined 75+ years of experience in representing clients in corporate transactions, and business and commercial disputes. Our team has significant experience in all phases of litigation in federal and state courts, as well as arbitration forums, from the initiation of the action through trial.  With offices in Manhattan, Long Island and Beverly Hills, the firm reflects the sophistication of the business and financial capital of the world, New York City. Our committed and skilled attorneys represent a broad client base including individuals, start-ups, small and mid-sized private companies, public companies, brokers, broker-dealers, private equity firms and hedge funds.

We Are Here To Help

We represent clients in investigations, examinations and enforcement proceedings before the Securities and Exchange Commission, as well as state securities agencies.  We have extensive experience in all phases of the investigatory process, from responding to inquiries and subpoenas, to representing clients in on-the-record examinations.  We also have significant experience in representing clients in civil enforcement actions brought by the SEC for alleged violations of securities laws and regulations.

Meet The Partners