CAPITAL MARKETS
Delivering The Results You Deserve
CMF has a combined 75+ years of experience in representing clients in corporate transactions, and business and commercial disputes. Our team has significant experience in all phases of litigation in federal and state courts, as well as arbitration forums, from the initiation of the action through trial. With offices in Manhattan, Long Island and Beverly Hills, the firm reflects the sophistication of the business and financial capital of the world, New York City. Our committed and skilled attorneys represent a broad client base including individuals, start-ups, small and mid-sized private companies, public companies, brokers, broker-dealers, private equity firms and hedge funds.
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CAPITAL MARKETS
We specialize in representing emerging growth companies, underwriters and placement agents in:
- Underwritten public offerings (IPOs and follow-on offerings, including shelf registrations and shelf takedowns)
- Registered direct offerings
- At-the-market offerings
- Private placements (equity and convertible debt)
- Reverse mergers and self-filings coupled with financings
- Obtaining stock exchange listings for qualified issuers
Our legal team is ahead of the curve in the capital markets arena. We communicate frequently with the staff of the Division of Corporation Finance of the SEC about new policy matters and the latest interpretive guidance to help our clients meet their SEC registration and financing objectives with the greatest possible speed and efficiency. We are known for adding value to our clients beyond legal services by proactively linking them with our extensive financial sector contacts to facilitate capital formation.